- Every bank’s audit lives in pieces.
- The plan in a spreadsheet. Findings in email. Alerts somewhere else.
- Auditoron puts the pieces together.
One record for every bank audit
Auditoron is audit management software for banks: risk-based internal audit (RBIA), concurrent and statutory audits, findings, RBIA reports and AML transaction monitoring, in one record your bank and its auditors share.
The pieces
Piece 01 Audit plan
The year’s audits, drawn from each unit’s risk rating.
- A risk-based audit plan generated in one step
- Business Risk from the core banking system’s deposits and advances
- Availability checked before an auditor is assigned
Piece 02 Fieldwork
Questionnaires answered and loans checked where the audit happens.
- Versioned questionnaires, frozen once published
- Loan populations pulled read-only from the core
- Evidence, jotting sheets and annexures in one place
Piece 03 Findings
One thread per finding, closed only by the auditor.
- The branch replies, the auditor decides
- Incidents linked to the findings behind them
- Income leakage recorded, signed and recovered
Piece 04 Rating and reports
Reports that write themselves from what was recorded.
- Control Risk and Risk Rating rolled up from the scores
- RBIA reports, rating sheets and rating letters
- Compliance through to the Closure Certificate
Piece 05 Transaction monitoring
Every transaction read against the PMLA, every day.
- AML rules raising CTR, STR and CBWTR alerts
- Cases reviewed by the right department
- Filed with FIU-IND, and hidden from anyone not cleared
Piece 06 Offsite monitoring
What changed in the book between two branch visits.
- Exception rules on advances, deposits and KYC
- Each exception raised once and kept
- Routed to the branch, region or office that owns it
Piece 07 The trail
Every step signed, sealed to the one before it, and kept.
- A hash-chained record of every request
- Published versions frozen by the database
- Corrections as new records, never edits
All pieces
Bring your next audit into one piece.
See the whole lifecycle on your bank’s own structure, from the plan to the closure certificate.